This article throws light upon the six major weaknesses of stock exchange in India. The weaknesses are: 1. Lack of Professionalism 2. Domination of Financial Institutions 3. Poor Liquidity 4. Domination by Big Operators 5. Less Floating Stocks 6. Speculative Trading. Weakness # 1. Lack of Professionalism: The majority of stock brokers lack professionalism. They lack proper education, business skills, infra-structural [...]
This article throws light upon the top nine advantages of mutual fund. The advantages are: 1. Diversification 2. Expert Supervision and Management 3. Liquidity 4. Reduced Risk 5. Tax Advantage 6. Low Operating Costs 7. Flexibility 8. Higher Returns 9. Investor Protection. Advantage # 1. Diversification: A large number of investors have small savings with them. They can at the [...]
This article throws light upon the eight important SEBI rules and regulations in regard to underwriters. The rules and regulations are: 1. Registration 2. Code of Conduct 3. Agreement with Clients 4. General Responsibilities of an Underwriter 5. Proper Books of Accounts and Records, etc. 6. Appointment of Compliance Officer 7. Board's Right to Inspect 8. Liability in Case of [...]