Tag Archives | Capital Issues

Underwriting of Capital Issues in India

Underwriting of capital issues in India has become very popular in recent years but its growth had been very slow in the initial years as compared to the developed countries like U.S.A. and U.K. Securities were underwritten for the first time in U.S.A. in the year 1860 and it was only in 1900 that English Companies Act legalised the payment [...]

By |2016-06-28T09:22:05+05:30June 28, 2016|Capital Issues|Comments Off on Underwriting of Capital Issues in India
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8 Important SEBI Rules and Regulations, 1993

This article throws light upon the eight important SEBI rules and regulations in regard to underwriters. The rules and regulations are: 1. Registration 2. Code of Conduct 3. Agreement with Clients 4. General Responsibilities of an Underwriter 5. Proper Books of Accounts and Records, etc. 6. Appointment of Compliance Officer 7. Board's Right to Inspect 8. Liability in Case of [...]

By |2016-06-28T09:22:04+05:30June 28, 2016|Capital Issues|Comments Off on 8 Important SEBI Rules and Regulations, 1993
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