Tag Archives | Capital Issues

Underwriting: Meaning, Need and SEBI Guidelines

After reading this article you will learn about the Underwriting of Capital Issues:- 1. Meaning and Nature of Underwriting 2. Forms of Underwriting 3. Need and Significance 4. SEBI'S Guidelines. Meaning and Nature of Underwriting: Underwriting in the context of a company means undertaking a responsibility or giving a guarantee that the securities (shares and debentures) offered to the public [...]

By |2016-06-28T09:22:05+05:30June 28, 2016|Capital Issues|Comments Off on Underwriting: Meaning, Need and SEBI Guidelines
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8 Important SEBI Rules and Regulations, 1993

This article throws light upon the eight important SEBI rules and regulations in regard to underwriters. The rules and regulations are: 1. Registration 2. Code of Conduct 3. Agreement with Clients 4. General Responsibilities of an Underwriter 5. Proper Books of Accounts and Records, etc. 6. Appointment of Compliance Officer 7. Board's Right to Inspect 8. Liability in Case of [...]

By |2016-06-28T09:22:04+05:30June 28, 2016|Capital Issues|Comments Off on 8 Important SEBI Rules and Regulations, 1993
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